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Securities Investor Protection Corporation
Results: 794

#	Item
571	NVESTMEN RESEAHCH, INC April18, 2014 SENT VIA ELECTRONIC CORRESPONDENCE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-21 12:15:31 Finance Business Registered Investment Advisor Financial adviser Financial Industry Regulatory Authority Registered representative U.S. Securities and Exchange Commission Securities Investor Protection Corporation Selling away Financial economics Investment United States securities law
572	Weekly Interest Rate Monitor As of[removed]Treasury/Agency/CDs/MBS Item Current Add to Reading List Source URL: www.raymondjames.com Language: English - Date: 2014-08-18 10:41:29 Raymond James Financial Municipal bond Municipal Securities Rulemaking Board Credit default swap index Bond Securities Investor Protection Corporation Corporate bond Finance Financial economics Economics Investment
573	Rules Relating to Satisfaction of Customer Claims for Standardized Options 17 C.F.R. §[removed]As Amended through February 2014 Add to Reading List Source URL: www.sipc.org Language: English - Date: 2014-02-14 16:29:16 United States securities law Investment Securities Investor Protection Corporation Stock market 73rd United States Congress United States Securities and Exchange Commission Securities Investor Protection Act Security Securities Exchange Act Financial economics Finance Financial system
574	Statement Of Stephen P. Harbeck President and Chief Executive Officer To The House Financial Services Committee Add to Reading List Source URL: www.sipc.org Language: English - Date: 2014-01-06 13:52:42 Late-2000s financial crisis Madoff investment scandal Investment Securities Investor Protection Corporation Securities Investor Protection Act Dodd–Frank Wall Street Reform and Consumer Protection Act MF Global Bernard Madoff Recovery of funds from the Madoff investment scandal Financial economics Finance Business
575	Direct Application Edits pg1 Add to Reading List Source URL: www.famemaine.com Language: English - Date: 2014-07-08 14:12:25 Finance Personal finance 529 plan Merrill Lynch Harold Alfond Coverdell Education Savings Account Uniform Gifts to Minors Act Securities Investor Protection Corporation Investment Financial economics Internal Revenue Code
576	Statement Of Sharon Y. Bowen, Acting Chair Securities Investor Protection Corporation Before the Capital Markets and Government Sponsored Enterprises Subcommittee Add to Reading List Source URL: www.sipc.org Language: English - Date: 2014-01-07 10:20:49 Securities Investor Protection Act MF Global Finance Economics U.S. Securities and Exchange Commission Recovery of funds from the Madoff investment scandal Investment Securities Investor Protection Corporation Financial economics
577	SECURITIES INVESTOR PROTECTION ACT OF[removed]U.S.C. §78aaa-lll, as amended through July 22, 2010 * §78aaa. §78bbb. §78ccc. Add to Reading List Source URL: www.sipc.org Language: English - Date: 2013-08-19 13:33:39 Securities Investor Protection Corporation Securities Investor Protection Act Finance Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Exchange Act Bankruptcy in the United States Financial economics Financial regulation Investment
578	TO: Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-10 09:33:03 U.S. Securities and Exchange Commission Institutional investor Regulation S-K Securities Investor Protection Corporation Investment Financial economics Finance
579	BEFORE THE ILLINOIS POLLUTION CONTROL BOARD Add to Reading List Source URL: www.epa.state.il.us Language: English - Date: 2007-06-28 16:46:09 Air dispersion modeling Pollution National Ambient Air Quality Standards Emission standard Securities Investor Protection Corporation Illinois Environmental Protection Agency Atmosphere United States Environmental Protection Agency Air pollution in the United States Environment
580	Richard L. West General Counsel Pipeline Trading Systems LLC 60 East 42nd Street, Suite 624 New York, NY[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-22 15:10:13 Finance Alternative Trading Systems Securities Investor Protection Corporation Order Algorithmic trading Electronic trading Exchange-traded fund Dark liquidity Flash Crash Financial markets Financial economics Investment

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